ADDITIONAL DETAILS Please answer the following questions by clicking YES or NO
Are you a Politically Exposed Person (PEP) *?
Politically exposed persons (PEPs) are individuals who occupy a prominent public
position or function in a government body or international organisation, both within and
outside Australia. This definition also extends to their immediate family members and close
Are you a sophisticated investor?
To demonstrate that you are a sophisticated investor, you are required to provide the certificate verified within the last 6 months by a qualified accountant that you have either:
1. net assets of at least $2.5 million; or
2. a gross income for each of the last two financial years of at least $250,000
*An accountant’s certificate will need to be provided
Are you a professional Investor?
To demonstrate that you are a professional investor, you are required to provide the proof that:
1. you are either an Australian Financial Services Licensee; or
2. you have or control gross assets of at least $10 million
*A document that proves that you meet either of the above will need to be provided
Client Contract For Difference (CFD) and Foreign Exchange Suitability Test
As of the 31st of March 2012, all issuers dealing in Over-the-counter (OTC) derivatives including
CFD’s and FX are required to meet the disclosure benchmarks outlined in Regulatory Guide 227:
Over-the-counter contracts for difference: Improving Disclosure for Retail Investors. In
accordance with the regulation, TradeMax requires new clients to conduct a Client
Suitability Test which is designed to test your knowledge of CFDs and Forex and whether or not
they are suitable products for you.
What is a pending order?
Which of the following statements best describes a stop loss order?
Which of the following is NOT an order type used to trade CFDs and Forex?
Choose the correct answer – When an investor trades CFDs and/or Foreign Exchange, he/she owns the assets and/or the currencies.
Which of the following statement is correct about the risk on a Forex or CFD position?
Which statement best describes a short position?
Which of the following statements best describe high volatility?
When markets are volatile, which of the following best describes trading leveraged products?
Choose the correct answer - If an investor cannot make a further payment, which is
referred to as a Margin Call, the CFD and Foreign Exchange provider has the discretion
to liquidate or close-out the client’s CFD and/or Foreign Exchange position, without
notification to the investor.
Choose the correct answer - A small change in the value of the underlying asset or index can trigger a margin call.
TradeMax Group Client Agreement
TradeMax Group Financial Services Guide (FSG)
TradeMax Group Product Disclosure Statement (PDS)
TradeMax Group Risk Disclosure